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Author Question: When can a company run a tombstone ad? A) Only after the securities registration is approved B) ... (Read 90 times)

karateprodigy

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on: Jun 24, 2018
When can a company run a tombstone ad?
 A) Only after the securities registration is approved
 B) Only if there is a national registration with the SEC
 C) Only if there is also a blue sky registration
 D) After the filing of the registration statement
 E)None of the above

Question 2

Which of the following securities sales must be registered?
 A) A sale of 450,000 in shares to 2,003 residents of Oklahoma and Arkansas
 B) A sale of 10,000,000 in shares to 353 U.S. residents
 C) A sale of 50,000,000 in shares to 10 institutional investors located around the United States
 D) A sale of 50,000,000 in shares to 10,000 residents of Arizona by a company doing business only in Arizona
 E)All of the above must be registered.


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laurnthompson

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Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

B


karateprodigy

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Reply 2 on: Jun 24, 2018
YES! Correct, THANKS for helping me on my review

ebonylittles

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Reply 3 on: Yesterday
Thanks for the timely response, appreciate it

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