Author Question: When can a company run a tombstone ad? A) Only after the securities registration is approved B) ... (Read 91 times)

karateprodigy · **on:** Jun 24, 2018

When can a company run a tombstone ad?
A) Only after the securities registration is approved
B) Only if there is a national registration with the SEC
C) Only if there is also a blue sky registration
D) After the filing of the registration statement
E)None of the above

Question 2

Which of the following securities sales must be registered?
A) A sale of 450,000 in shares to 2,003 residents of Oklahoma and Arkansas
B) A sale of 10,000,000 in shares to 353 U.S. residents
C) A sale of 50,000,000 in shares to 10 institutional investors located around the United States
D) A sale of 50,000,000 in shares to 10,000 residents of Arizona by a company doing business only in Arizona
E)All of the above must be registered.